Understanding SEC Form N-14: Key Insights You Need

SEC Form N-14 is vital for registering certain financial transactions. Discover its purpose and contents, ensuring informed ...

SEC Form 11-K: Employee Stock Purchase and Savings Plans Reporting

SEC Form 11-K is filed annually with the SEC to report employee stock purchases and savings plans, offering crucial insights ...
JD Supra

SEC adopts overhaul to Form PF, requiring more frequent reporting for some advisers

The U.S. Securities and Exchange Commission (SEC) adopted final amendments to Form PF, the confidential reporting form required for certain SEC-registered investment advisers (RIAs) to private funds, ...
Cantech Letter

Adia Nutrition Inc. Receives Notification from SEC: Form 10 to Become Effective on February 3, 2026

Adia Nutrition Inc. (OTCQB: ADIA), a leader in regenerative medicine and personalized healthcare, today announced that it has been ...
The National Law Review

SEC Amends Electronic Filing Requirements for Form 144, Form 11-K, and Annual Reports

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
JD Supra

SEC Proposes Updates to “Small Entity” Definitions for Funds and Advisers

On January 7, 2026, the Securities and Exchange Commission (“SEC”) proposed amendments to the rules that define which ...