Following the success of their collaborative SFTR solution, the firms have announced plans to leverage Cappitech data validation, event creation and regulatory connectivity with Pirum's RegConnect, ...
The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has granted four trade repositories (TRs) with licences to operate under the Securities Financing ...
The sanction marks the highest fine ESMA has imposed on a trade repository to date, reflecting REGIS-TR’s failure to meet key EMIR and SFTR organisational obligations. The European Securities and ...
European derivatives trade repository REGIS-TR, S.A., is being sanctioned for regulatory violations by the European Securities and Markets Authority (ESMA). In its first enforcement action for ...
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